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Financial-Partners Deposit

Rating Index

Pros

Strong regulatory compliance with no disciplinary alerts.
Diverse range of financial planning services available to clients.
High average client balance indicating a potentially stable and experienced clientele.

Cons

Presence of conflict alerts related to 12b-1 fees and performance-based fees.
Relatively high advisor-to-client ratio, which may affect personalized attention.
Potential for conflicts of interest due to dual roles as financial advisors and insurance brokers.
Financial-Partners Deposit