SGL Company Overview

Founding Date and Background

SGL Company, also known as SGL Financial, was founded in May 2011. The firm was originally established under the name Wealth Financial Advisory Services, LLC, before rebranding to SGL Financial. The company operates as a financial advisory firm that provides a range of investment and financial planning services to its clients.

Parent Company/Ownership Structure

SGL Financial is a limited liability company (LLC) primarily owned by Gabriel Lewit, Steven Lewit, and Steve Thomas. The ownership structure allows for a focused approach to client services, with the founders actively involved in the firm's operations and strategic direction.

Headquarters Location

The headquarters of SGL Financial is located at 1130 W. Lake Cook Road, Suite 150, Buffalo Grove, Illinois, 60089. This central location positions the firm to serve clients across various states effectively.

Global Business Scope

SGL Financial primarily serves clients within the United States, with registered operations across 15 states, including California, Texas, and Florida. The firm specializes in investment advisory services, catering to individuals, high-net-worth clients, and small businesses.

Main Regulatory Bodies

SGL Financial is regulated by several key financial authorities, including the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). These regulatory bodies ensure that the firm adheres to industry standards and maintains transparency in its operations.

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Company History and Development

Key Milestones

Since its inception, SGL Financial has achieved several key milestones. The firm transitioned from Wealth Financial Advisory Services to SGL Financial in 2011, marking a significant rebranding effort. In 2014, it registered as an investment advisor with the SEC, solidifying its commitment to regulatory compliance.

Business Expansion Journey

SGL Financial has steadily expanded its service offerings over the years. Initially focused on financial planning, the firm has grown to include comprehensive investment management services. The strategic decision to partner with Savant Capital, a Delaware corporation, has further enhanced its investment advisory capabilities.

Customer Base Growth

The firm has experienced significant growth in its customer base, managing approximately $351.3 million in assets across 574 clients, resulting in an advisor-to-client ratio of 1:144. This growth reflects the firm's dedication to personalized service and client satisfaction.

Platform Development History

SGL Financial has continually invested in developing its advisory platform to enhance client experience. The firm provides clients with personalized investment policy statements and regular portfolio monitoring, ensuring that their investment strategies align with individual goals.

Important Awards or Recognitions Received

While specific awards were not detailed in the provided information, SGL Financial has maintained a positive reputation in the industry, evidenced by its A+ rating from the Better Business Bureau (BBB) and its commitment to fiduciary standards.

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Trading Services Offered

Forex Trading Options

SGL Financial offers a variety of trading services, including Forex trading. The firm provides access to multiple currency pairs, allowing clients to engage in foreign exchange markets effectively. Specific details on the number of currency pairs offered were not available, but the firm aims to cater to diverse trading preferences.

Stock Trading Options

In addition to Forex, SGL Financial facilitates stock trading, allowing clients to invest in a wide range of publicly traded companies. This service is integral to the firm's overall investment management strategy.

CFD Trading Products

SGL Financial also offers Contracts for Difference (CFDs), enabling clients to speculate on price movements without owning the underlying assets. This trading option provides clients with flexibility and potential for profit in various market conditions.

Other Financial Instruments

The firm provides access to other financial instruments, including cryptocurrencies and commodities. This diverse range allows clients to build well-rounded portfolios tailored to their investment goals.

Special Services or Unique Advantages

SGL Financial distinguishes itself through its commitment to fiduciary standards, ensuring that client interests are prioritized. The firm also utilizes a holistic approach to financial planning, addressing various aspects of clients' financial lives, from investment management to tax planning.

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Regulatory and Legal Background

Detailed Regulatory Information

SGL Financial is regulated by several bodies, including:

• Securities and Exchange Commission (SEC)
• Financial Industry Regulatory Authority (FINRA)
• National Futures Association (NFA)

These organizations oversee the firm's operations, ensuring compliance with industry regulations and protecting investor interests.

Legal Entity Structure by Region

The firm operates as a limited liability company (LLC) in the United States. This structure allows for flexibility in management while providing liability protection to its owners.

Client Fund Protection Measures

SGL Financial employs various client fund protection measures, including segregating client funds from the firm's operational funds. This practice helps ensure that client assets are safeguarded in compliance with regulatory standards.

Countries/Regions Served

Primarily focused on the United States, SGL Financial serves clients across 15 states. Its commitment to regulatory compliance allows it to operate effectively within these jurisdictions.

Compliance History

SGL Financial has maintained a clean compliance history, with no reported disciplinary actions or significant legal issues. The firm conducts regular compliance checks to ensure adherence to industry regulations.

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Competitive Landscape

3-5 Main Competitors

SGL Financial competes with several firms in the financial advisory space, including:

1. Fidelity Investments
2. Charles Schwab
3. Edward Jones
4. Merrill Lynch
5. Vanguard

Positioning in the Industry

SGL Financial positions itself as a fiduciary firm that prioritizes client interests, differentiating itself from competitors that may have commission-based structures. This commitment to fiduciary standards enhances trust and transparency in client relationships.

Market Differentiation Factors

Key factors that differentiate SGL Financial in the market include:

• Personalized Service: The firm emphasizes tailored financial plans based on individual client needs.
• Fiduciary Responsibility: SGL Financial operates under fiduciary standards, ensuring that client interests are always prioritized.
• Holistic Approach: The firm addresses various aspects of clients' financial lives, from investment management to tax planning.

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In conclusion, SGL Company has established itself as a reputable financial advisory firm with a commitment to client service and regulatory compliance. Its diverse range of trading services and dedication to fiduciary standards position it well within the competitive landscape of the financial industry. For more information about SGL Financial and its offerings, learn more here.