NOMURA Company

　　

Nomura Company: A Comprehensive Overview

　　

1. Company Overview

　　

Founding Date and Background

　　Nomura Company, formally known as Nomura Securities Co., Ltd., was established on December 25, 1925, in Osaka, Japan. Founded by To Kushi Chi Nomura II, the company has grown to become a leading financial services group and global investment bank, operating primarily in the securities business. It is recognized as the oldest brokerage firm in Japan.

　　

Parent Company/Ownership Structure

　　Nomura Securities is a wholly owned subsidiary of Nomura Holdings, Inc., which is the parent company of the Nomura Group. Nomura Holdings was restructured in 2001 to operate as a holding company, with Nomura Securities retaining its name and focus on securities services.

　　

Headquarters Location

　　The headquarters of Nomura is located in Chuo, Tokyo, Japan, at 1-9-1 Nihonbashi. The company also has regional headquarters in Hong Kong, London, and New York, reflecting its global operational reach.

　　

Global Business Scope

　　Nomura operates in approximately 30 countries and regions worldwide, providing a wide array of financial services, including wealth management, investment management, and wholesale services such as global markets and investment banking. The firm employs around 26,000 staff globally, serving individual, institutional, corporate, and government clients.

　　

Main Regulatory Bodies

　　Nomura is regulated by various financial authorities depending on the region of operation. Key regulatory bodies include:

• Financial Services Agency (FSA) in Japan
• Securities and Exchange Commission (SEC) in the United States
• Financial Conduct Authority (FCA) in the United Kingdom

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2. Company History and Development

　　

Key Milestones

• 1925: Establishment of Nomura Securities in Osaka.
• 1938: Gained authority to trade stocks.
• 1961: The company went public.
• 1981: Membership in the New York Stock Exchange.
• 2001: Transitioned to a holding company structure with the establishment of Nomura Holdings.

　　

Business Expansion Journey

　　Nomura has expanded its operations significantly over the decades. Initially focused on the Japanese retail banking market, the company shifted its strategy in the early 2000s to enhance its international investment banking capabilities. This expansion included the acquisition of Lehman Brothers' Asian operations in 2008, which significantly bolstered its presence in the Asia-Pacific region.

　　

Customer Base Growth

　　Over the years, Nomura has broadened its customer base, serving a diverse range of clients, including individual investors, corporations, and government entities. The firm has established a strong foothold in both retail and institutional markets, with a notable presence in wealth management and investment advisory services.

　　

Platform Development History

　　Nomura has continuously developed its trading platforms to enhance client experience. The introduction of various digital services and trading tools has enabled the firm to provide better access to global markets for its clients. The firm is also known for its research capabilities, which support its trading and investment services.

　　

Important Awards or Recognitions Received

　　Nomura has received numerous awards for its excellence in financial services, including recognitions for its investment banking and asset management divisions. The firm's commitment to innovation and customer service has been acknowledged through various industry awards.

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3. Trading Services Offered

　　

Forex Trading Options

　　Nomura offers a comprehensive range of forex trading options, including access to numerous currency pairs. The firm provides institutional clients with the ability to trade major, minor, and exotic currency pairs, enhancing liquidity and trading opportunities.

　　

Stock Trading Options

　　Nomura facilitates stock trading on major exchanges around the world. Clients can access a wide range of equities, including blue-chip stocks, small-cap stocks, and international equities, allowing for diversified investment opportunities.

　　

CFD Trading Products

　　Nomura provides Contracts for Difference (CFDs) on various underlying assets, including stocks, indices, and commodities. This allows clients to trade on price movements without owning the underlying asset, enabling greater flexibility in trading strategies.

　　

Other Financial Instruments

　　In addition to forex and stock trading, Nomura offers a variety of financial instruments, including:

• Cryptocurrencies: Access to trading in select cryptocurrencies, catering to the growing interest in digital assets.
• Commodities: Trading options in commodities such as gold, silver, oil, and agricultural products.
• Derivatives: A wide range of derivative products, including options and futures, to manage risk and enhance investment strategies.

　　

Special Services or Unique Advantages

　　Nomura differentiates itself through its robust research capabilities, providing clients with in-depth market analysis and insights. The firm also offers tailored wealth management services, ensuring customized solutions that align with clients' strategic interests.

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4. Regulatory and Legal Background

　　

Detailed Regulatory Information

　　Nomura is subject to regulation by several key bodies, including:

• Financial Services Agency (FSA): Oversees operations in Japan.
• Securities and Exchange Commission (SEC): Regulates activities in the United States.
• Financial Conduct Authority (FCA): Governs operations in the UK.
• European Securities and Markets Authority (ESMA): Provides oversight in the European market.

　　

Legal Entity Structure by Region

　　Nomura operates through various legal entities across different regions, including:

• Nomura Securities Co., Ltd.: Japan
• Nomura Securities International, Inc.: United States
• Nomura International plc: United Kingdom and EMEA

　　

Client Fund Protection Measures

　　Nomura implements stringent measures to protect client funds, including:

• Segregation of client funds from company assets.
• Participation in investor compensation schemes where applicable, ensuring clients are protected in case of insolvency.

　　

Countries/Regions Served

　　Nomura provides services across:

• Asia-Pacific
• North America
• Europe, Middle East, and Africa (EMEA)

　　

Compliance History

　　Nomura has maintained a strong compliance record, continuously adapting to regulatory changes and enhancing its governance framework to meet the requirements of various regulatory bodies.

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5. Competitive Landscape

　　

3-5 Main Competitors

　　Nomura operates in a competitive landscape with several key players, including:

• Goldman Sachs
• Morgan Stanley
• Credit Suisse
• Barclays
• UBS

　　

Positioning in the Industry

　　Nomura is positioned as a leading investment bank in Asia, with a growing presence in global markets. The firm's focus on connecting markets east and west allows it to leverage its deep expertise in the Asian market while providing comprehensive services to clients worldwide.

　　

Market Differentiation Factors

　　Nomura differentiates itself through:

• A strong emphasis on research and market insights.
• A diverse range of financial products and services tailored to client needs.
• A commitment to long-term partnerships and customized solutions.

　　In conclusion, Nomura Company stands as a prominent player in the global financial services industry, with a rich history, comprehensive service offerings, and a commitment to client satisfaction. Its strategic focus on expanding its international presence while maintaining strong local expertise positions it well for future growth.

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