Fleet Capital Company

Fleet Capital Company: A Comprehensive Overview

1. Company Overview

Founding Date and Background

Fleet Capital Company, a prominent player in the financial services sector, was founded in December 2005 by Bruce Fleet. With a rich history in investment management, Bruce Fleet has been a professional in the industry since May 1986, bringing extensive experience to the firm.

Parent Company/Ownership Structure

Fleet Capital Company operates as Fleet Capital Management, LLC (FCM), which is a fee-only investment advisory firm. The company is wholly owned by Bruce Fleet, ensuring a streamlined decision-making process and a strong commitment to client service.

Headquarters Location

The headquarters of Fleet Capital Company is located at 26 Sunflower Circle, Bellingham, Washington, 98229, United States. This strategic location allows the firm to serve a diverse client base effectively.

Global Business Scope

While Fleet Capital primarily serves clients in the United States, its investment strategies and advisory services are informed by global market trends. The firm focuses on providing tailored investment solutions that emphasize risk management and downside protection.

Main Regulatory Bodies

Fleet Capital Company is registered with several regulatory bodies, including the Securities and Exchange Commission (SEC) and state regulators in Colorado and Washington. These registrations ensure compliance with industry standards and protect client interests.

2. Company History and Development

Key Milestones

• 2005: Fleet Capital Company was founded by Bruce Fleet.
• 2006: Registered with the SEC, marking its entry into the investment advisory landscape.
• 2008: Registered in Colorado.
• 2010: Expanded registration to Washington State.

Business Expansion Journey

Since its inception, Fleet Capital has focused on expanding its service offerings and client base. The firm's emphasis on risk management and quantitative analysis has attracted a diverse clientele, including individual investors and institutions.

Customer Base Growth

As of March 27, 2015, Fleet Capital managed approximately $18.7 million in discretionary client assets. The firm has continued to grow its customer base by providing personalized investment strategies and maintaining a strong focus on client relationships.

Platform Development History

Fleet Capital employs multiple technology platforms, including Morningstar Office and Schwab Institutional, to enhance its investment advisory services. These platforms facilitate advanced quantitative analysis and portfolio management, allowing the firm to deliver tailored solutions to clients.

Important Awards or Recognitions Received

While specific awards may not be widely publicized, Fleet Capital's commitment to client service and innovative investment strategies has earned it a solid reputation in the industry.

3. Trading Services Offered

Forex Trading Options

Fleet Capital offers a range of forex trading options, providing clients with access to major currency pairs. The firm emphasizes risk management in forex trading, helping clients navigate market volatility.

Stock Trading Options

The company provides stock trading services, allowing clients to invest in a variety of equities. Fleet Capital's investment strategies are designed to optimize returns while managing risk effectively.

CFD Trading Products

Fleet Capital also offers Contracts for Difference (CFDs), enabling clients to speculate on price movements of various financial instruments without owning the underlying assets. This service is particularly popular among active traders seeking leverage.

Other Financial Instruments

In addition to forex and stock trading, Fleet Capital offers access to other financial instruments, including cryptocurrencies and commodities. This diverse product offering allows clients to build well-rounded portfolios.

Special Services or Unique Advantages

Fleet Capital differentiates itself by focusing on downside protection and risk management. Clients can impose restrictions on their managed accounts, tailoring their investment strategies to align with their risk tolerance and financial goals.

4. Regulatory and Legal Background

Detailed Regulatory Information

Fleet Capital Company is regulated by several key bodies, including:

• Securities and Exchange Commission (SEC): Oversees the firm's compliance with federal securities laws.
• Colorado Division of Securities: Regulates the firm's operations in Colorado.
• Washington State Department of Financial Institutions: Governs the firm's activities in Washington.

Legal Entity Structure by Region

Fleet Capital operates as a limited liability company (LLC) in the United States. This structure provides flexibility and protection for the owner while ensuring compliance with state and federal regulations.

Client Fund Protection Measures

Fleet Capital employs robust client fund protection measures, including the use of reputable custodians, such as Schwab Institutional, for asset management. Clients have the option to choose their custodians, enhancing their control over their investments.

Countries/Regions Served

While Fleet Capital primarily serves clients in the United States, its investment strategies are informed by global market trends, allowing it to provide insights relevant to international investors.

Compliance History

Fleet Capital has maintained a strong compliance record since its registration with regulatory bodies. The firm's commitment to adhering to industry standards ensures that client interests are prioritized.

5. Competitive Landscape

3-5 Main Competitors

Fleet Capital faces competition from several firms in the investment advisory space, including:

• Global View Capital Management Ltd.
• Wealth Visors LLC
• Globe Forex & Travels Ltd.

Positioning in the Industry

Fleet Capital positions itself as a fee-only investment advisory firm with a strong emphasis on risk management. This focus differentiates it from competitors that may prioritize maximization of returns over downside protection.

Market Differentiation Factors

Key factors that differentiate Fleet Capital from its competitors include:

• Risk Management Focus: The firm prioritizes downside protection, appealing to clients seeking stability in their investments.
• Tailored Solutions: Clients can impose specific restrictions on their accounts, allowing for personalized investment strategies.
• Technology Integration: The use of advanced technology platforms enhances the firm's analytical capabilities and client service.

Conclusion

Fleet Capital Company stands out in the investment advisory industry through its commitment to risk management and personalized client service. With a solid foundation, a focus on compliance, and a diverse range of trading services, Fleet Capital continues to grow and adapt to the evolving financial landscape. For more information about Fleet Capital and its services, learn more.

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