Strong regulatory oversight and compliance measures, as evidenced by their willingness to address issues with FINRA.

Access to a wide range of investment products and services, catering to various client needs.

Established reputation in the financial industry, benefiting from the experience of its staff and global presence.

History of customer complaints and alleged broker misconduct associated with some of its advisors.

Recent fines imposed by regulatory bodies for not adhering to fair pricing practices, raising concerns about their pricing transparency.

Potential lack of personalized service due to the scale of operations, which may affect the quality of client relationships.