TF SECURITIES Forex Broker

TF Securities Broker - Comprehensive Information Guide

1. Broker Overview

　　TF Securities, officially known as TF International Securities Group Limited, was established in 2016. The firm is headquartered at the International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong. As a wholly-owned subsidiary of Tianfeng Securities Co., Ltd., a publicly traded company listed on the Shanghai Stock Exchange (stock code: 601162.SH), TF Securities operates as a private brokerage firm focusing exclusively on institutional and professional investors.

　　The primary markets served by TF Securities include Hong Kong, mainland China, and global professional investors. The firm is dedicated to providing a comprehensive suite of financial services, including brokerage, asset management, and corporate finance, specifically tailored to high-net-worth individuals and institutional clients. Noteworthy milestones include the establishment of a robust regulatory framework under the Hong Kong Securities and Futures Commission (SFC), which has positioned TF Securities as a credible player in the Asia-Pacific financial landscape.

　　TF Securities operates on a business model that emphasizes direct market access (DMA), offering clients transparent execution of trades across various asset classes. The firm is not accessible to retail clients, with a minimum portfolio requirement of HKD 8 million to ensure that it caters to sophisticated investors.

2. Regulatory and Compliance Information

　　TF Securities is regulated by the Hong Kong Securities and Futures Commission (SFC), which is recognized globally for its stringent regulatory standards. The firm holds multiple licenses, including:

• Type 1 License: Dealing in securities
• Type 2 License: Dealing in futures contracts
• Type 4 License: Advising on securities
• Type 5 License: Advising on futures contracts
• Type 6 License: Advising on corporate finance
• Type 9 License: Asset management

　　The regulatory numbers for these licenses are as follows:

• TF Securities and Futures Limited (CE No. BAV 573)
• TF Asset Management Limited (CE No. ASF 056)
• TF Capital Limited (CE No. BPW 736)

　　The licenses cover a broad range of financial services, ensuring comprehensive compliance with local and international regulations. TF Securities adheres to strict Know Your Customer (KYC) and Anti-Money Laundering (AML) measures, ensuring that client funds are protected through segregated client accounts as mandated by the SFC. Additionally, the firm complies with international sanctions regimes, including those imposed by the Office of Foreign Assets Control (OFAC), the United Nations, and the European Union.

3. Trading Products and Services

　　TF Securities offers a diverse range of trading products tailored for institutional clients. The available products include:

• Equities: Access to Hong Kong-listed securities via the Hong Kong Stock Exchange (HKEX), as well as eligible A-shares through the Stock Connect programs with mainland China.
• Futures and Options: Professional access to global derivative markets, including index, commodity, and currency futures on exchanges like HKEX, CME, and SGX.
• Fixed Income: Access to government and corporate bonds, catering to institutional clients seeking stable income or managing liabilities.

　　TF Securities does not offer retail trading services, and as such, there is no support for retail clients or the associated products like CFDs or cryptocurrencies. The firm focuses on providing bespoke solutions to institutional clients, ensuring that the trading services are aligned with their complex investment strategies.

4. Trading Platforms and Technology

　　TF Securities utilizes its proprietary trading platform known as TFI Pro, which is engineered to meet the needs of institutional clients. The platform provides:

• Real-time market data feeds
• Advanced order types
• Sophisticated risk management tools

　　For clients requiring programmatic access, TF Securities offers API connectivity that supports FIX protocol and other industry-standard interfaces, enabling algorithmic trading and integration with existing systems. The firm emphasizes direct market connectivity, ensuring that professional traders can execute trades without intermediary delays.

　　While a limited mobile application exists for basic functions, the primary trading experience is designed for desktop professionals, reflecting the firm's commitment to high-quality execution and market analysis.

5. Account Types and Trading Conditions

　　TF Securities has a structured account framework that caters exclusively to institutional clients, high-net-worth individuals, and corporate accounts. The conditions for trading accounts include:

• Minimum Deposit: HKD 8 million for high-net-worth individual accounts.
• Spreads and Commissions: The firm negotiates fees based on trading volume and client relationships, with fee structures that are not publicly disclosed.
• Leverage: The leverage offered varies depending on the product, with institutional clients typically receiving more favorable terms.

　　TF Securities does not offer retail accounts, Islamic accounts, or other specialized account types, reflecting its focus on professional investors. The firm provides a demo account option for prospective clients to familiarize themselves with the trading platform, although detailed conditions for this account are not specified.

6. Fund Management

　　TF Securities supports a limited range of funding methods, focusing on security and compliance. The available deposit methods include:

• Bank Wire Transfers: All deposits must originate from a bank account in the clients name, ensuring compliance with regulatory requirements.
• Minimum Deposit Requirements: Vary by account type, with a minimum of HKD 8 million for high-net-worth individual accounts.

　　Deposits are processed on the same day for Hong Kong banks, while international transfers may take 1 to 3 business days. There are no fees for standard withdrawals, but clients are responsible for any correspondent bank charges or currency conversion costs. Withdrawals are also conducted via bank wire transfer, ensuring the same level of security and compliance.

7. Customer Support and Educational Resources

　　TF Securities emphasizes personalized customer support, assigning dedicated relationship managers to each client. Support channels include:

• Phone Support: Available during business hours, providing immediate assistance to clients.
• Email Support: Available 24/7 for non-urgent inquiries.
• In-Person Meetings: Offered at the firms headquarters for complex matters.

　　The firm provides a range of educational resources, including market analysis services, daily commentaries, and access to institutional-grade research. However, the focus remains on servicing institutional clients rather than offering educational resources typical for retail traders.

8. Geographic Coverage and Restrictions

　　TF Securities primarily serves clients in the Asia-Pacific region, with a strong focus on Hong Kong and mainland China. The firm has strict policies regarding client acceptance, adhering to various sanctions regimes that prohibit services to certain countries, including:

• North Korea
• Iran
• Syria
• Cuba

　　Additionally, TF Securities does not actively solicit retail clients from regions with stringent marketing regulations, such as the European Union, Australia, Canada, and the United States. This focus on institutional clients allows the firm to maintain a high level of service tailored to the specific needs of professional investors.

　　In summary, TF Securities operates as a highly regulated brokerage firm dedicated to serving institutional and professional clients. With a strong regulatory foundation, a comprehensive suite of financial services, and advanced trading technology, TF Securities stands out as a credible player in the competitive landscape of financial services in Hong Kong and beyond.