KASIKORN SECURITIES Company

Kasikorn Securities Company: A Comprehensive Overview

1. Company Overview

Founding Date and Background

Kasikorn Securities Public Company Limited, commonly referred to as Kasikorn Securities, was established as a subsidiary of Kasikornbank Public Company Limited (KBank) in 1995. The company was formed to provide a comprehensive range of securities and investment services to both retail and institutional investors in Thailand.

Parent Company/Ownership Structure

Kasikorn Securities is a wholly-owned subsidiary of Kasikornbank, one of Thailand's largest commercial banks. This ownership structure allows Kasikorn Securities to leverage KBank's extensive financial resources and expertise in banking and financial services.

Headquarters Location

The headquarters of Kasikorn Securities is located in Bangkok, Thailand, specifically at 400/22 Phaholyothin Road, Phayathai, in the Kasikornbank building.

Global Business Scope

While primarily focused on the Thai market, Kasikorn Securities has expanded its services to international investors, particularly through online trading platforms. The company aims to provide a holistic investment experience, catering to both local and foreign clients interested in Thai securities.

Main Regulatory Bodies

Kasikorn Securities operates under the regulation of the Securities and Exchange Commission (SEC) of Thailand and is a member of the Stock Exchange of Thailand (SET). These regulatory bodies ensure that the company adheres to the highest standards of financial practice and investor protection.

2. Company History and Development

Key Milestones

• 1995: Kasikorn Securities was established as a subsidiary of KBank.
• 2000s: The company began expanding its service offerings, including online trading platforms, to improve accessibility for investors.
• 2010: Kasikorn Securities launched its mobile trading application, enhancing the convenience of trading for clients.
• 2020: The company introduced innovative investment products, including derivatives and structured notes, catering to diverse investor needs.

Business Expansion Journey

Kasikorn Securities has consistently expanded its service portfolio, transitioning from traditional brokerage services to include comprehensive investment solutions such as mutual funds, derivatives, and asset management. This evolution reflects the company's commitment to meeting the changing demands of the investment landscape.

Customer Base Growth

Over the years, Kasikorn Securities has witnessed significant growth in its customer base, attracting both retail and institutional investors. The company has focused on enhancing customer experience through improved service delivery and innovative technology, resulting in increased client satisfaction and loyalty.

Platform Development History

The company has invested heavily in technology to develop user-friendly trading platforms. The launch of its online trading system and mobile application has allowed clients to trade securities seamlessly, access market data in real-time, and manage their investment portfolios efficiently.

Important Awards or Recognitions Received

Kasikorn Securities has received numerous accolades for its outstanding performance in the financial services sector, including awards for best brokerage services and recognition for its innovative investment products. These awards underscore the company's commitment to excellence and client service.

3. Trading Services Offered

Forex Trading Options

Kasikorn Securities offers a range of forex trading options, providing access to multiple currency pairs. The company allows clients to trade major, minor, and exotic currency pairs, catering to diverse trading strategies and preferences.

Stock Trading Options

The company provides comprehensive stock trading services, allowing clients to invest in a wide range of Thai equities listed on the Stock Exchange of Thailand. Investors can execute trades through various platforms, including online and mobile applications.

CFD Trading Products

Kasikorn Securities also offers Contracts for Difference (CFDs), enabling clients to speculate on price movements of various assets without owning the underlying asset. This service provides opportunities for leverage and can enhance potential returns.

Other Financial Instruments

In addition to forex and stock trading, Kasikorn Securities provides access to other financial instruments, including commodities and structured products. The company is also exploring the inclusion of cryptocurrencies, responding to the growing demand for digital assets.

Special Services or Unique Advantages

Kasikorn Securities differentiates itself by offering personalized investment advisory services, automated trading solutions, and access to exclusive investment funds. The K-Stock 2 Fund service, which allows for automatic stock settlement via money market funds, is a notable example of the company's innovative offerings.

4. Regulatory and Legal Background

Detailed Regulatory Information

Kasikorn Securities is regulated by the following bodies:

• Securities and Exchange Commission (SEC) of Thailand
• Stock Exchange of Thailand (SET)
• Bank of Thailand (BOT)

These regulatory bodies oversee the company's operations, ensuring compliance with financial regulations and protecting investor interests.

Legal Entity Structure by Region

Kasikorn Securities operates primarily in Thailand, with its legal entity structure being aligned with local regulations. The company may also engage in partnerships or collaborations with international financial institutions to facilitate cross-border investment opportunities.

Client Fund Protection Measures

To protect client funds, Kasikorn Securities adheres to strict regulatory requirements, including the segregation of client funds from the company's operational funds. This ensures that client assets are safeguarded in the event of financial difficulties.

Countries/Regions Served

While the primary focus is on the Thai market, Kasikorn Securities is expanding its services to international investors, particularly those interested in Thai securities. The company's online trading platforms cater to clients from various countries.

Compliance History

Kasikorn Securities maintains a strong compliance record, regularly undergoing audits and assessments to ensure adherence to regulatory standards. The company is committed to transparency and ethical business practices, fostering trust among investors.

5. Competitive Landscape

3-5 Main Competitors

Kasikorn Securities faces competition from several key players in the Thai financial services industry, including:

• Siam Commercial Bank (SCB) Securities
• Krungsri Securities
• Maybank Kim Eng Securities
• CIMB Thai Securities

Positioning in the Industry

Kasikorn Securities positions itself as a leading brokerage firm in Thailand, leveraging its parent company's financial strength and extensive service offerings. The company aims to provide comprehensive investment solutions, catering to a diverse range of clients.

Market Differentiation Factors

Key factors that differentiate Kasikorn Securities from its competitors include:

• Strong Parent Company Support: Backed by KBank, the company has access to significant financial resources.
• Innovative Technology: Investment in advanced trading platforms enhances client experience and accessibility.
• Diverse Product Offerings: A wide range of investment products, including derivatives and structured notes, caters to various investor needs.
• Personalized Services: Focus on customer service and advisory support helps build long-term relationships with clients.

For more information about Kasikorn Securities Company, learn more here.

This article provides a comprehensive overview of Kasikorn Securities Company, detailing its history, services, regulatory background, and competitive landscape. With a commitment to innovation and client satisfaction, Kasikorn Securities continues to be a significant player in the Thai financial services market.