Dragon Capital Company

　　

Dragon Capital Company: A Comprehensive Overview

　　

1. Company Overview

　　

Founding Date and Background

　　Dragon Capital was established in 1994, initially focusing on investment opportunities in Ukraine. Over the years, it has evolved into a leading financial services provider, particularly known for its expertise in equity brokerage and investment banking.

　　

Parent Company/Ownership Structure

　　Dragon Capital operates as an independent entity, with no major parent company currently controlling its operations. However, from 2007 to 2017, it was minority-owned by Goldman Sachs, which provided significant international exposure and credibility.

　　

Headquarters Location

　　The company's headquarters is located at 36D Saksa Hans Ko Ho Street, Kyiv, Ukraine. Additionally, it has a regulated office in Cyprus, known as Dragon Capital (Cyprus) Limited, located at 9 Romanou Street, Latsia, Nicosia.

　　

Global Business Scope

　　Dragon Capital has established itself as a major player in the Ukrainian market, providing a range of investment and financial services. Its global reach extends through partnerships and collaborations, notably with U.S.-based Auerbach, Grayson & Co., allowing it to connect with a broad network of international investors.

　　

Main Regulatory Bodies

　　Dragon Capital is regulated by the Cyprus Securities and Exchange Commission (CySEC) under license number 112/10, which allows it to operate as a market maker. This regulatory oversight ensures compliance with international standards and client protection measures.

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2. Company History and Development

　　

Key Milestones

• 1994: Dragon Capital was founded, focusing on investment opportunities in Ukraine.
• 2000: The company began expanding its services into investment banking and equity trading.
• 2007-2017: Goldman Sachs acquired a minority stake, enhancing its international profile.
• 2017: Dragon Capital re-established itself as an independent entity.

　　

Business Expansion Journey

　　Since its inception, Dragon Capital has significantly expanded its service offerings and geographical reach. Initially focused on Ukrainian equities, it has diversified into fixed income, private equity, and asset management, catering to both local and international clients.

　　

Customer Base Growth

　　Dragon Capital has built a strong client base, establishing relationships with over 1,000 investors worldwide. This growth is attributed to its reputation for reliability and expertise in the Ukrainian market, as well as its strategic partnerships.

　　

Platform Development History

　　The company has continuously improved its trading platforms and technology infrastructure to enhance user experience. Although it does not support the widely-used MetaTrader 4 (MT4) or MetaTrader 5 (MT5) platforms, it offers proprietary trading solutions tailored to its clients' needs.

　　

Important Awards or Recognitions Received

　　Dragon Capital has received several accolades for its performance, including recognition as the best equity house in Ukraine by Euromoney and being named the best local investment bank in multiple years. Its analysts have also been recognized for their research capabilities.

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3. Trading Services Offered

　　

Forex Trading Options

　　Dragon Capital provides access to a variety of currency pairs, although the specific number of pairs offered may vary. As part of its forex trading services, clients can engage in trading major, minor, and exotic currencies.

　　

Stock Trading Options

　　The company specializes in equity trading, covering more than 150 Ukrainian listed companies. This extensive coverage allows clients to invest in a diverse range of stocks, benefiting from the growth of the Ukrainian economy.

　　

CFD Trading Products

　　Dragon Capital offers contracts for difference (CFDs) on various financial instruments, allowing traders to speculate on price movements without owning the underlying assets. This includes equities, indices, and commodities.

　　

Other Financial Instruments

　　In addition to forex and stocks, Dragon Capital provides access to other financial instruments, including:

• Commodities: Traders can invest in various commodity markets.
• Eurobonds: The company facilitates trading in Eurobonds issued by Ukrainian entities.
• Custody Services: Dragon Capital offers custody solutions for both private and corporate clients.

　　

Special Services or Unique Advantages

　　Dragon Capital distinguishes itself through its deep understanding of the Ukrainian market dynamics, backed by an experienced research team. This local expertise, combined with a broad range of financial instruments, provides clients with unique investment opportunities.

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4. Regulatory and Legal Background

　　

Detailed Regulatory Information

　　Dragon Capital is primarily regulated by the Cyprus Securities and Exchange Commission (CySEC), ensuring it adheres to strict compliance standards. The company is classified as a market maker, which entails specific regulatory requirements to protect client interests.

　　

Legal Entity Structure by Region

• Ukraine: Dragon Capital operates as a leading investment and financial services provider.
• Cyprus: Dragon Capital (Cyprus) Limited is authorized to provide a full range of brokerage services, custody services, and corporate finance.

　　

Client Fund Protection Measures

　　While Dragon Capital is regulated, it does not provide insurance for client funds. However, the regulatory framework in Cyprus mandates that client funds are held in segregated accounts, providing a level of protection against insolvency.

　　

Countries/Regions Served

　　Dragon Capital primarily serves clients in Ukraine and Cyprus but has a global reach through its partnerships and collaborations, particularly with U.S. institutional investors.

　　

Compliance History

　　Dragon Capital has maintained a strong compliance record since its establishment. Its regulatory oversight by CySEC ensures that it operates within the legal frameworks governing financial services.

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5. Competitive Landscape

　　

3-5 Main Competitors

• Ukrainian Investment Group (UIG): Another major player in the Ukrainian investment market, offering similar services.
• ITInvest: Provides brokerage and investment banking services, competing directly with Dragon Capital.
• Freedom Finance: Focuses on retail brokerage services and investment banking in the region.

　　

Positioning in the Industry

　　Dragon Capital is recognized as Ukraine's largest equity broker and a leading player in fixed income trading. Its extensive experience and deep market knowledge position it favorably against competitors.

　　

Market Differentiation Factors

　　Several factors differentiate Dragon Capital from its competitors:

• Local Expertise: The companys deep understanding of the Ukrainian market dynamics.
• Comprehensive Service Range: Offers a full suite of financial services, including brokerage, asset management, and investment banking.
• Established Relationships: Strong connections with both local and international investors enhance its market position.

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　　In conclusion, Dragon Capital has established itself as a leading investment and financial services company in Ukraine and beyond. With a rich history, a diverse range of trading services, and a strong regulatory framework, it continues to be a significant player in the financial markets. For more information on their services and offerings, learn more.