Strong client-to-advisor ratio, allowing for personalized attention and tailored investment strategies.

No disciplinary alerts, indicating a clean regulatory history and potentially higher trustworthiness.

Offers a wide range of financial planning services, including investment, tax, and estate planning.

Limited geographical presence, serving only one state which may restrict access for potential clients in other areas.

Conflict alerts related to 12b-1 fees, which may increase the cost of mutual fund ownership without guaranteeing higher returns.

Small size of the firm, with only one advisor managing a limited number of clients, which could raise concerns about scalability and resources.