Strong regulatory compliance with no disciplinary alerts, indicating a trustworthy operation.

Diverse range of investment advisory services, including financial planning and portfolio management.

High average client balance suggests a level of satisfaction and trust among clients.

Potential conflicts of interest related to performance-based fees and 12b-1 fees that could impact client outcomes.

Limited geographical coverage, serving only three states, which may restrict access for potential clients elsewhere.

A relatively high advisor-to-client ratio, which might affect the level of personalized attention clients receive.