Nomura Asset Management Company

　　

Nomura Asset Management Company

　　

1. Company Overview

　　

Founding Date and Background

　　Nomura Asset Management Company (NAM) was established in 1959, originally as Nomura Securities Investment Trust Management Co., Ltd. This foundation laid the groundwork for what has become one of Japan's largest asset management firms, specializing in a wide array of investment products and services.

　　

Parent Company/Ownership Structure

　　Nomura Asset Management is a wholly owned subsidiary of Nomura Holdings, Inc. (NHI), a publicly traded Japanese financial services group. This ownership structure allows NAM to leverage the extensive resources and global reach of its parent company while maintaining a focus on asset management.

　　

Headquarters Location

　　The headquarters of Nomura Asset Management is located in Toyosu, Koto-ku, Tokyo, Japan. This strategic location positions the company at the heart of one of the world's leading financial centers.

　　

Global Business Scope

　　With a strong international presence, Nomura Asset Management operates across multiple regions, including Asia, Europe, and North America. The firm offers a diverse range of investment products, including investment trusts, ETFs, and alternative investments, catering to both retail and institutional investors.

　　

Main Regulatory Bodies

　　Nomura Asset Management is regulated by various financial authorities, including the Financial Services Agency (FSA) in Japan. The firm also adheres to regulations set forth by the U.S. Securities and Exchange Commission (SEC) for its U.S. operations, ensuring compliance with international investment standards.

　　Back to top

　　

2. Company History and Development

　　

Key Milestones

• 1959: Establishment of Nomura Securities Investment Trust Management Co., Ltd.
• 1997: Formation of Nomura Asset Management following the merger of two entities.
• 2024: Achieved over $584 billion in assets under management (AUM), solidifying its position as the #1 investment trust manager in Japan.

　　

Business Expansion Journey

　　Nomura Asset Management has expanded its offerings over the decades, evolving from traditional investment trusts to a comprehensive suite of financial products. The firm has embraced technological advancements and innovative strategies to meet the changing needs of its clients.

　　

Customer Base Growth

　　Over the years, NAM has significantly grown its customer base, serving a diverse clientele that includes individual investors, public pension funds, and institutional investors globally. The firms commitment to client satisfaction has been pivotal in attracting and retaining clients.

　　

Platform Development History

　　Nomura has developed various platforms to enhance its service delivery, including the Nomura Alternative Connect platform, which provides access to alternative investment opportunities. This platform is designed to cater to the increasing demand for diversified investment strategies.

　　

Important Awards or Recognitions Received

　　Nomura Asset Management has received numerous accolades for its performance and service excellence, including recognition as the #1 investment trust manager in Japan as of December 31, 2024. The firm has also been acknowledged for its commitment to responsible investing and innovation in asset management.

　　Back to top

　　

3. Trading Services Offered

　　

Forex Trading Options

　　Nomura Asset Management offers a comprehensive forex trading service, providing access to a wide range of currency pairs. The firm specializes in major, minor, and exotic pairs, catering to the diverse trading strategies of its clients.

　　

Stock Trading Options

　　The firm provides extensive stock trading options across various global markets. Clients can invest in both domestic and international equities, supported by robust research and analysis from NAM's investment teams.

　　

CFD Trading Products

　　Nomura Asset Management also offers Contracts for Difference (CFDs) on various asset classes, allowing clients to speculate on price movements without owning the underlying asset. This service includes equities, indices, and commodities, enhancing trading flexibility.

　　

Other Financial Instruments

　　In addition to forex and stock trading, NAM provides access to other financial instruments, including:

• Cryptocurrencies: Offering clients exposure to digital assets through regulated platforms.
• Commodities: Trading options in precious metals, energy, and agricultural products.

　　

Special Services or Unique Advantages

　　Nomura Asset Management distinguishes itself through its commitment to responsible investing, integrating ESG (Environmental, Social, and Governance) criteria into its investment strategies. This approach not only aligns with global sustainability trends but also appeals to a growing segment of socially-conscious investors.

　　Back to top

　　

4. Regulatory and Legal Background

　　

Detailed Regulatory Information

　　Nomura Asset Management is regulated by several key authorities:

• Financial Services Agency (FSA) in Japan
• U.S. Securities and Exchange Commission (SEC)
• Other regional regulatory bodies depending on the jurisdiction of operation.

　　

Legal Entity Structure by Region

　　The legal structure of Nomura Asset Management varies by region, with separate entities established to comply with local regulations. This includes:

• Nomura Asset Management U.S.A. Inc. for its U.S. operations.
• Nomura Asset Management Co., Ltd. for its Japanese operations.

　　

Client Fund Protection Measures

　　To ensure the safety of client assets, Nomura implements stringent risk management protocols and adheres to regulatory requirements for client fund protection. This includes segregation of client funds and regular audits by independent third parties.

　　

Countries/Regions Served

　　Nomura Asset Management serves clients across multiple countries, including:

• Japan
• United States
• United Kingdom
• Singapore
• Other regions in Asia and Europe.

　　

Compliance History

　　The firm maintains a strong compliance record, consistently meeting regulatory requirements and undergoing regular reviews by governing bodies. This commitment to compliance reinforces client trust and enhances the firms reputation in the marketplace.

　　Back to top

　　

5. Competitive Landscape

　　

3-5 Main Competitors

　　Nomura Asset Management operates in a competitive landscape, facing challenges from several key players, including:

• BlackRock: A global leader in investment management with a wide range of products.
• Fidelity Investments: Known for its comprehensive investment services and strong retail presence.
• J.P. Morgan Asset Management: Offers a diverse array of investment solutions globally.

　　

Positioning in the Industry

　　Nomura Asset Management positions itself as a leading investment manager in Japan, emphasizing its expertise in both traditional and alternative investments. The firms strong market share, particularly in ETFs, enhances its competitive standing.

　　

Market Differentiation Factors

　　Nomura differentiates itself through:

• Strong local expertise combined with a global presence.
• Commitment to responsible investing, integrating ESG factors into investment strategies.
• Innovative product offerings, such as the Nomura Alternative Connect platform, catering to evolving client needs.

　　Back to top

　　In conclusion, Nomura Asset Management Company has established itself as a significant player in the global investment management industry. With a rich history, diverse service offerings, and a commitment to responsible investing, it continues to adapt to the changing landscape of financial markets while maintaining a focus on client satisfaction and performance excellence. For more detailed insights into their services and offerings, learn more about Nomura Asset Management.