HLI Company

HLI Company: A Comprehensive Overview

1. Company Overview

Founding Date and Background

Houlihan Lokey, Inc. (HLI) was founded in 1972 by Houlihan and Lokey, initially focused on providing financial advisory services. The firm has since grown into a leading global investment bank, specializing in mergers and acquisitions (M&A), capital markets, financial restructuring, and financial and valuation advisory services.

Parent Company/Ownership Structure

Houlihan Lokey is a publicly traded company listed on the New York Stock Exchange (NYSE) under the ticker symbol HLI. The ownership structure includes both institutional and retail investors, with key executives and directors holding significant stakes in the company.

Headquarters Location

The company is headquartered at 10250 Constellation Boulevard, 5th Floor, Los Angeles, California, USA.

Global Business Scope

Houlihan Lokey operates in various regions, including North America, Europe, the Middle East, and the Asia-Pacific. The firm serves a diverse clientele, including corporations, financial sponsors, and government agencies, providing advisory services across multiple sectors.

Main Regulatory Bodies

As a publicly traded investment bank, Houlihan Lokey is regulated by several bodies, including the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Additionally, it adheres to regulations set forth by international financial authorities in the regions where it operates.

2. Company History and Development

Key Milestones

• 1972: Founded in Los Angeles, California.
• 1999: Expanded its services to include financial restructuring and valuation advisory.
• 2015: Went public, listing on the NYSE.
• 2020: Recognized as the number one M&A advisor for U.S. transactions under $5 billion.

Business Expansion Journey

Houlihan Lokey has strategically expanded its business through acquisitions and organic growth. The firm has opened offices in key financial centers worldwide, enhancing its global footprint and service offerings.

Customer Base Growth

Over the years, Houlihan Lokey has significantly increased its client base, serving thousands of corporations, financial sponsors, and government entities. The firms reputation for independent advice and intellectual rigor has attracted a diverse clientele.

Platform Development History

The company has invested in technology to enhance its advisory capabilities, including data analytics and financial modeling tools. These advancements have improved service delivery and client engagement.

Important Awards or Recognitions Received

Houlihan Lokey has received numerous accolades, including being named the number one M&A advisor for global transactions and the top advisor for financial restructuring. The firm has also been recognized for its excellence in valuation services.

3. Trading Services Offered

Forex Trading Options

Houlihan Lokey does not operate as a retail forex broker; however, it provides advisory services related to foreign exchange transactions for corporate clients. The firms expertise allows it to assist clients in hedging currency risks and optimizing their foreign exchange strategies.

Stock Trading Options

While Houlihan Lokey does not offer direct stock trading services to retail investors, it provides advisory services for public offerings and private placements. The firm assists companies in navigating the complexities of capital markets.

CFD Trading Products

The company does not directly offer Contracts for Difference (CFDs) as it focuses on advisory services rather than retail trading platforms. However, it advises clients on various financial instruments, including derivatives.

Other Financial Instruments

Houlihan Lokey provides advisory services related to a wide range of financial instruments, including:

• Cryptocurrencies: The firm offers insights into the potential impacts of cryptocurrencies on traditional financial markets.
• Commodities: Advisory services related to commodity trading and risk management strategies.

Special Services or Unique Advantages

Houlihan Lokey is known for its independent and conflict-free advisory services, allowing it to provide unbiased advice to clients. The firms extensive industry knowledge and global reach are significant advantages in delivering tailored financial solutions.

4. Regulatory and Legal Background

Detailed Regulatory Information

Houlihan Lokey is regulated by multiple bodies, including:

• U.S. Securities and Exchange Commission (SEC)
• Financial Industry Regulatory Authority (FINRA)
• European Securities and Markets Authority (ESMA)
• Financial Conduct Authority (FCA) in the UK

Legal Entity Structure by Region

The company operates through various legal entities depending on the region, ensuring compliance with local regulations. Each entity is structured to meet the specific legal requirements of the jurisdictions in which they operate.

Client Fund Protection Measures

Houlihan Lokey implements strict measures to protect client funds, including segregating client accounts and adhering to regulatory guidelines regarding the handling of client assets.

Countries/Regions Served

The firm serves clients globally, with a strong presence in North America, Europe, the Middle East, and Asia-Pacific. Its international offices facilitate cross-border transactions and advisory services.

Compliance History

Houlihan Lokey has maintained a strong compliance record, with no significant regulatory violations reported. The firms commitment to ethical practices and regulatory adherence is a cornerstone of its operations.

5. Competitive Landscape

3-5 Main Competitors

Houlihan Lokey competes with several major investment banks, including:

• Goldman Sachs
• Morgan Stanley
• Lazard
• Evercore
• Jefferies

Positioning in the Industry

Houlihan Lokey is positioned as a leading advisor in the middle-market segment, excelling in M&A and financial restructuring. Its focus on independent advisory services differentiates it from larger firms that may have potential conflicts of interest.

Market Differentiation Factors

Key factors that differentiate Houlihan Lokey in the competitive landscape include:

• Independent Advisory: The firm‘s commitment to providing unbiased advice without conflicts of interest.
• Industry Expertise: A strong focus on specific sectors, allowing for tailored solutions and deep insights.
• Global Reach: A comprehensive network of offices worldwide, facilitating cross-border transactions and advisory services.

In conclusion, Houlihan Lokey, Inc. (HLI) stands out as a prominent player in the investment banking sector, known for its commitment to independent advisory and expertise in financial restructuring and M&A. The firm’s global presence, strong regulatory compliance, and recognition in the industry further solidify its reputation as a trusted financial advisor.

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