Lombard Account Types

Lombard Securities offers a variety of brokerage account types tailored to meet diverse investment needs. The primary account types include:

• Individual Brokerage Account: Designed for individual investors, allowing them to buy and sell various securities including stocks, bonds, and mutual funds.

• Joint Brokerage Account: This account allows up to four account owners to invest together, sharing access and responsibilities.

• Custodial Brokerage Account: Aimed at managing funds on behalf of minors, allowing contributions until the minor reaches adulthood.

• Trust Account: Used to hold assets until they are distributed to beneficiaries, providing control over how wealth is managed.

• Estate Account: This account assists in administering a deceased person's estate, separating personal assets from estate assets.

• Advisory Accounts: Lombard also provides advisory services through its SEC-registered RIA, offering personalized investment strategies and asset management.

Lombard Broker Account Opening Process

Opening a brokerage account with Lombard Securities involves several straightforward steps:

• Choose Account Type: Visit Lombard's website and select the type of account that suits your investment goals.

• Gather Required Documents: Prepare necessary information such as:

• Social Security number
• Date of birth
• Valid mailing address
• Employment information
• Annual income and household net worth

• Complete the Application: Fill out the application form online. If you are already a Lombard client, you may have the option to pre-fill your application using existing account details.

• Review and Submit: Carefully review your application for accuracy and submit it electronically.

• Fund Your Account: Once your application is approved, you can fund your account through various methods:

• Instant funding from a linked bank account
• Wire transfer
• Mailing a check
• Transferring an existing brokerage account from another institution
• Start Investing: After funding, you can begin trading and managing your investments through Lombard's platform.

For further details, you can visit Lombard's official website for comprehensive information on account types and the opening process.