General Information & Regulation Shen Wan Hongyuan Group Corporation is an investment holding group controlled by Central Huijin Investment Company Limited, formed by the merger of the former Shenyin Wanguo Securities Co. The Shenyin Hongyuan Group includes subsidiaries such as Shenyin Hongyuan Securities, Shenyin Hongyuan Industrial Investment, ShenWan Hongyuan Investment, Hongyuan Futures, Hongyuan Huizhi, and Hongyuan Huifu. As of December 31, 2018, Shenwan Hongyuan Securities has 310 securities offices, 40 securities branches and 8 subsidiaries located in 134 cities in 21 provinces, 4 municipalities directly under the Central Government and 4 autonomous regions, and has subsidiaries in Hong Kong and Singapore, and representative offices in Tokyo, Seoul, and London, with a network layout that runs through the east and west of China and spans China and abroad. Main Businesses Shen Wan Hongyuan's business scope covers personal finance, corporate finance, institutional securities, asset management, and securities research and has branches in London, Singapore, Tokyo, and Seoul, gradually building global trading and investment and financing service network. Shen Wan Hongyuan's personal financial services include securities trading, futures, and options trading, investment product sales, asset allocation services, financing and loan services, and investment advisory services. Shenyin Hongyuan's corporate finance team provides a range of financing solutions including, but not limited to, IPO sponsorship, financial advisory services, equity capital market fundraising and underwriting, and offshore bond financing services in the debt capital market. Institutional Securities' products and services focus on a fixed income, foreign exchange and commodities, and equity securities. Account Opening Matters Both individual and corporate clients of Shenyang Hongyuan can open a stock cash account (you can use the cash in the account to trade Hong Kong stocks, B shares, and overseas stocks) and a stock margin account, and a margin account (you can use the cash in the account to trade Hong Kong stocks, B shares, and stocks in overseas markets, and you can also trade stocks through collateral financing (margin)). The documents required to open an account are the original and copy of ID card or valid passport, proof of address (such as the original, and copy of utility bills or bank statements within three months). Documents required to open an account are certified copies of the identity documents or valid passports of all directors, shareholders, guarantors, and authorized persons (if applicable), certified copies of business registration certificates (also required for offshore companies registered to do business in Hong Kong) certified copies of certificates of incorporation, certified copies of memorandum and articles of association, current list of directors and shareholders, latest annual return Certified copy of the address and telephone number of the person authorized to give orders (if applicable). Trading Software Shenyang Hongyuan provides customers with three sets of online trading systems: the mobile trading system, the downloadable trading system, and the Web-based trading system. Among them, the downloadable trading system is the simplified version, and the Web version trading system is available in three versions, traditional, simplified, and English, without the need to download and install, so that traders can trade online anytime and anywhere.