Wealthshield Company

WealthShield Company: A Comprehensive Overview

1. Company Overview

Founding Date and Background

WealthShield Partners, LLC was founded in 2013, driven by a commitment to the fiduciary standard and the belief that financial advisors should operate in an independent environment. This founding principle aims to mitigate conflicts of interest and enhance the service provided to clients.

Parent Company/Ownership Structure

WealthShield operates as an independent registered investment adviser (RIA), which allows it to focus solely on the interests of its clients without the conflicts that can arise from being part of a larger financial institution.

Headquarters Location

The company is headquartered at 2500 Regency Parkway, Cary, North Carolina, 27518. This strategic location allows WealthShield to serve a wide range of clients across various states.

Global Business Scope

While WealthShield primarily serves clients in the United States, its business model and innovative services cater to a broad audience of entrepreneurial financial advisors, thereby contributing to a growing network of independent advisors.

Main Regulatory Bodies

WealthShield is regulated by the U.S. Securities and Exchange Commission (SEC) and is registered in multiple states across the country. This regulatory framework ensures that the firm adheres to the highest standards of fiduciary duty and compliance.

2. Company History and Development

Key Milestones

Since its inception in 2013, WealthShield has achieved significant milestones, including becoming SEC-approved on December 17, 2013. The firm has expanded its services and regulatory registrations across various states, enhancing its credibility and operational capacity.

Business Expansion Journey

WealthShield has steadily expanded its reach, currently serving clients in 33 states. The firm has developed a robust network of 18 licensed advisors and manages approximately $901.7 million in assets for about 1,129 clients, reflecting a strong advisor-client ratio of 1:63.

Customer Base Growth

The company has experienced consistent growth in its customer base, attributed to its commitment to providing tailored financial solutions and fostering strong relationships with clients. The average client balance is reported at $798,639, indicating a diverse clientele with varying investment needs.

Platform Development History

WealthShield has invested in developing a cutting-edge digital platform that empowers financial advisors. This platform is designed to facilitate efficient business growth while enhancing the client experience through customized solutions.

Important Awards or Recognitions Received

While specific awards and recognitions were not highlighted in the available data, WealthShields commitment to fiduciary duty and client empowerment positions it favorably within the financial advisory industry.

3. Trading Services Offered

Forex Trading Options

WealthShield Partners does not explicitly mention forex trading options or the number of currency pairs offered in the available information. However, it is known for providing comprehensive investment advisory services, which may include forex trading depending on client needs.

Stock Trading Options

The firm provides investment advisory services that encompass stock trading, allowing clients to build diversified portfolios tailored to their financial goals.

CFD Trading Products

Details on specific Contract for Difference (CFD) trading products offered by WealthShield are not explicitly stated. The firm focuses on delivering a wide range of investment solutions, which may include CFDs as part of a diversified investment strategy.

Other Financial Instruments

WealthShield offers a variety of financial instruments, including but not limited to:

• Cryptocurrencies: As the digital currency market grows, WealthShield may provide advisory services related to cryptocurrency investments.
• Commodities: The firm likely offers advice on commodity investments as part of its comprehensive financial planning services.

Special Services or Unique Advantages

WealthShield differentiates itself by focusing on advisor independence and providing robust practice management support, compliance oversight, and operational guidance. This unique approach allows advisors to serve their clients' best interests effectively while growing their businesses on their terms.

4. Regulatory and Legal Background

Detailed Regulatory Information

WealthShield is regulated by the following bodies:

• U.S. Securities and Exchange Commission (SEC)
• Various state securities authorities, as the firm is registered in multiple states, including California, Florida, New York, and Texas.

Legal Entity Structure by Region

WealthShield operates as a registered investment adviser (RIA) in the U.S. and complies with federal and state regulations. The firm does not operate as an exempt reporting adviser, ensuring full compliance with regulatory requirements.

Client Fund Protection Measures

WealthShield adheres to strict regulatory standards to protect client funds. This includes maintaining transparency in fee structures, ensuring proper disclosures, and adhering to fiduciary responsibilities.

Countries/Regions Served

The firm primarily serves clients in the United States, with specific registrations in 33 states, including California, Florida, New York, and Texas.

Compliance History

WealthShield has maintained a clean compliance history with no reported disciplinary alerts, showcasing its commitment to adhering to regulatory standards and providing trustworthy financial advice.

5. Competitive Landscape

3-5 Main Competitors

WealthShield faces competition from several established firms in the financial advisory space, including:

• Fidelity Investments
• Charles Schwab
• Vanguard
• Merrill Lynch
• Edward Jones

Positioning in the Industry

WealthShield positions itself as a firm dedicated to advisor independence, focusing on empowering financial advisors with the resources and support needed to serve their clients effectively. This approach differentiates it from larger firms that may prioritize proprietary products.

Market Differentiation Factors

WealthShield's commitment to fiduciary duty, advisor independence, and comprehensive support services sets it apart in the competitive landscape. The firm's focus on creating customized solutions for financial advisors allows it to cater to a diverse client base while maintaining a high level of service.

In conclusion, WealthShield Partners stands out in the financial advisory industry for its commitment to fiduciary principles, advisor independence, and client-centric services. With a strong regulatory framework and a focus on empowering financial advisors, WealthShield is well-positioned to continue its growth and success in the evolving financial landscape.

Learn more about WealthShield or explore their advisory services today!