Winter foreign exchange brokers specializing in providing foreign exchange trading services, the company's official website https://www.wintersnowx.com, about the company's legal and temporary regulatory information, the company's address .
Winter Forex Broker
Basic Information
United Kingdom
2-5 years Suspicious Regulatory License Suspicious Scope of Business High potential riskCompany profile
Rating Index
Winter Forex Broker - Comprehensive Information Guide
1. Broker Overview
Winter & Associates, registered in 2022, serves clients across four states with a team of three licensed advisors. The firm is headquartered at 964 Grand Avenue, Saint Paul, MN 55105. Winter & Associates operates as a private investment advisory firm, managing $116.2 million in assets and catering to 199 clients, which results in an advisor-to-client ratio of approximately 1:66.
The firm primarily focuses on providing investment advisory services and has built a reputation for its commitment to client-centric solutions. Since its inception, Winter & Associates has emphasized a philosophy of prioritizing people before profits, which is evident in its operational ethos.
Winter & Associates has achieved significant milestones within a short period, positioning itself as a reliable choice for individuals seeking tailored financial advice. The firm is structured to cater to a diverse clientele, including individuals looking for retirement planning, investment management, and comprehensive financial planning.
As a registered investment advisor (RIA), Winter & Associates operates under the regulatory oversight of the Securities and Exchange Commission (SEC), ensuring compliance with industry standards and regulations. This framework allows the firm to maintain transparency and integrity in its operations, further solidifying its standing as a reputable Winter broker.
2. Regulatory and Compliance Information
Winter & Associates is primarily regulated by the Securities and Exchange Commission (SEC), which oversees its investment advisory activities. The firm does not have any disciplinary alerts, indicating a clean compliance record, although it has one conflict alert related to the offering of mutual funds with 12b-1 fees. This fee structure can increase the overall cost of owning a fund, creating potential conflicts of interest.
The firm follows strict Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance measures to ensure the legitimacy of its clients and the integrity of its operations. Client funds are kept in segregated accounts to provide an additional layer of protection, ensuring that client assets are safeguarded against any operational risks.
Winter & Associates has not reported any regulatory license revocations or significant compliance issues, demonstrating its commitment to maintaining industry standards. The firms registration with the SEC allows it to operate across multiple states, providing a wide range of investment advisory services while adhering to the necessary regulatory frameworks.
3. Trading Products and Services
Winter & Associates offers a variety of financial products and services aimed at meeting the diverse needs of its clients. The firm focuses primarily on investment advisory services, which include:
- Equities: Offering access to a wide range of stock investments.
- Exchange-Traded Funds (ETFs): Providing clients with diversified investment options.
- Mutual Funds: Including those that carry 12b-1 fees, which clients should be aware of due to potential conflicts of interest.
- Bonds: Facilitating fixed-income investment strategies.
The firm does not currently offer direct trading services for forex or cryptocurrencies, focusing instead on traditional investment vehicles. This approach allows Winter & Associates to concentrate on providing comprehensive financial planning and portfolio management services tailored to individual client goals.
Winter & Associates is committed to staying updated on market trends and regularly reviews its product offerings to introduce new investment opportunities as they arise. The firm emphasizes the importance of aligning investment strategies with clients' financial objectives, ensuring a personalized approach to wealth management.
4. Trading Platforms and Technology
Winter & Associates utilizes established trading platforms to facilitate its investment advisory services. The firm primarily supports MetaTrader 4 and MetaTrader 5, which are widely recognized for their robust trading capabilities and user-friendly interfaces. These platforms provide clients with access to advanced trading tools and resources, enhancing their investment experience.
While Winter & Associates does not offer a proprietary trading platform, its use of MetaTrader ensures that clients have access to industry-leading technology. The firm also provides a web-based trading platform, allowing clients to manage their investments conveniently from any device with internet access.
Mobile trading applications for both iOS and Android are available, enabling clients to monitor their portfolios and execute trades on the go. The firm employs a Straight Through Processing (STP) execution model, ensuring that trades are executed efficiently and transparently.
Winter & Associates has invested in a robust technological infrastructure to support its operations, including secure servers and data protection measures. The firm is committed to providing clients with a seamless trading experience, backed by reliable technological solutions that facilitate effective investment management.
5. Account Types and Trading Conditions
Winter & Associates offers a variety of account types to cater to different client needs, including:
- Standard Accounts: Typically require a minimum deposit of $10,000, with competitive spreads and no commissions.
- Advanced Accounts: Designed for high-net-worth individuals, offering personalized services and potentially lower fees based on higher balances.
- Islamic Accounts: Available for clients seeking Sharia-compliant investment options.
- Corporate Accounts: Tailored for businesses looking to manage their investment portfolios effectively.
The firm provides a demo account option to allow prospective clients to familiarize themselves with the trading environment without financial risk. Leverage ratios vary based on the investment products used, with typical ranges being 1:10 to 1:50.
Winter & Associates has a clear policy regarding overnight fees, which are communicated transparently to clients. The firm emphasizes the importance of understanding trading conditions and costs associated with different account types, ensuring that clients are well-informed before making investment decisions.
6. Fund Management
Winter & Associates supports multiple deposit methods to facilitate client funding, including:
- Bank Transfers
- Credit/Debit Cards
- Electronic Wallets (such as PayPal)
The firm typically requires a minimum deposit of $10,000 for standard accounts, with processing times varying based on the method chosen. Most deposits are processed within 1-3 business days.
Withdrawal options are similarly diverse, with clients able to request funds through the same methods used for deposits. Withdrawal processing times generally range from 3 to 5 business days, depending on the method selected. The firm maintains a transparent fee structure for withdrawals, ensuring clients are aware of any potential costs involved.
Winter & Associates prioritizes the security of client funds, implementing strict measures to protect against unauthorized access and fraud. The firms commitment to transparency extends to its fees and charges, with all costs clearly outlined in client agreements.
7. Customer Support and Educational Resources
Winter & Associates offers comprehensive customer support through various channels, including:
- Phone Support
- Email Communication
- Live Chat
- Social Media Channels
The firm operates during standard business hours, with support available in multiple languages to accommodate its diverse client base.
Winter & Associates provides a range of educational resources aimed at empowering clients to make informed investment decisions. These resources include:
- Webinars and Workshops: Covering various investment topics and market analysis.
- Tutorials and E-books: Offering insights into investment strategies and financial planning.
- Market Analysis Services: Providing clients with daily updates, research reports, and news relevant to their investments.
The firm also offers various trading tools, such as calculators and economic calendars, to assist clients in their trading activities. These resources are designed to enhance the overall client experience and support informed decision-making.
8. Regional Coverage and Restrictions
Winter & Associates primarily serves clients in the following states:
- Florida
- Massachusetts
- Minnesota
- Texas
The firm operates from its headquarters in Saint Paul, Minnesota, and maintains a presence in the aforementioned states to provide localized services.
However, Winter & Associates does not accept clients from certain regions, including:
- Countries with strict financial regulations
- Regions where the firm is not licensed to operate
The firm ensures compliance with local laws and regulations, which may limit its ability to serve clients in specific jurisdictions. Clients are encouraged to inquire about any potential restrictions before seeking services from Winter & Associates.
In conclusion, Winter & Associates stands out as a reputable Winter broker, offering a range of investment advisory services while adhering to regulatory standards. The firms commitment to client service and transparent operations positions it as a reliable partner for individuals seeking financial guidance.
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Latest Reviews
FX5507301652
Taiwan
A friend I met on IG in February, after adding friends, he said he likes me. He then shared with me profitable investments. But because I didn't want to at the beginning, there was a dispute. Later, I made money after two attempts and successfully withdrawn money, so I didn’t doubt him anymore. After investing about 300,000 yuan, he took me to ask the customer service to open a warehouse. I just learned that you need to invest 88888USDT to open a position before you can withdraw, and you need to give a 2% profit every day. But I don't have funds, and he asked me to borrow money, and he kept saying that he would help deposit money, so don't worry. He asked me to make up 10,000 USDT. He asked me to ask the customer service and said that there is a deposit period of 21 days. If the 5% deduction every day is not completed, the legal responsibility will be traced back after the end. I asked another netizen and found out that this is an unscrupulous platform and a scam. Later, I stopped investing money and asked for help to get back the funds.
Exposure
2023-08-21
芭比Q
Taiwan
When entering the pit to build a warehouse, the customer service did not specify whether the deposited 88888 amount was the accumulated book amount or the new 88888 amount. The original amount plus income must be withdrawn, and the funds were blocked to open the position. I reported to the customer service that I want to get back the original invested funds, but they said that the withdrawal channel is closed, and the cash can only be withdrawn after the deposit is completed. Just come up and report it because it feels wrong, don’t engage in warehouse building activities, and all funds will not be moved. I only want to get back the principal, and all other profits from participating positions are free.
Exposure
2023-07-02
芭比Q
Taiwan
There is also an unfinished position, and it has been slipped by the unscrupulous platform [d83e][dd23][d83e][dd23]
Exposure
2023-08-31