WARANA CAPITAL Company

Warana Capital Company: An In-Depth Overview

1. Company Overview

Founding Date and Background

Warana Capital, LLC was founded in June 2016. The firm operates as a registered investment adviser with a focus on providing investment management and related services to clients through various private fund vehicles.

Parent Company/Ownership Structure

Warana Capital is primarily owned by Mr. Timothy Ivers, who serves as the managing member. The firm operates under the legal structure of a limited liability company (LLC) organized in the state of Delaware.

Headquarters Location

The company is headquartered at 55 Fifth Avenue, New York, NY, USA. This strategic location positions Warana Capital in one of the world's major financial hubs.

Global Business Scope

Warana Capital provides investment management services to both domestic and offshore private fund vehicles. The firm operates a variety of funds, including the Warana Capital SP Master Fund SPC and the Warana Capital SP Domestic Fund, LLC. Additionally, the firm manages the Alternative Liquidity Fund Limited, a Guernsey-domiciled investment company traded on the London Stock Exchange.

Main Regulatory Bodies

Warana Capital is registered with the U.S. Securities and Exchange Commission (SEC) and adheres to regulations set forth by various financial authorities. The firm also makes notice filings in states such as New York.

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2. Company History and Development

Key Milestones

Since its inception, Warana Capital has achieved significant milestones, including the establishment of multiple fund vehicles and the accumulation of substantial assets under management. As of December 31, 2019, the firm managed approximately $241.5 million in assets.

Business Expansion Journey

Warana Capital has steadily expanded its business by diversifying its investment strategies and broadening its client base. The firm has focused on niche investment opportunities within the illiquid secondary fund market, allowing it to tap into dislocations and inefficiencies in capital markets.

Customer Base Growth

The firm primarily serves pooled investment vehicles, with corporations being its largest client type. Over the years, Warana Capital has built a robust customer base, primarily composed of institutional investors.

Platform Development History

Warana Capital has developed a proprietary analysis methodology for researching, selecting, and monitoring investments. This platform has enabled the firm to identify attractive risk-adjusted returns for its clients.

Important Awards or Recognitions Received

While specific awards were not detailed in the available information, the firm's commitment to ethical practices and its fiduciary duty to clients are emphasized in its code of ethics.

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3. Trading Services Offered

Forex Trading Options

Warana Capital does not explicitly detail its forex trading services in the available documentation. However, the firm is known to engage in various investment strategies, which may include forex trading as part of its broader investment approach.

Stock Trading Options

The firm invests in a variety of financial instruments, including publicly traded funds, although specific stock trading options were not outlined in the available information.

CFD Trading Products

The specifics regarding Contracts for Difference (CFDs) trading were not detailed in the documentation. However, Warana Capitals investment strategies may encompass a wide range of financial instruments.

Other Financial Instruments

Warana Capital also focuses on private equity, distressed and value debt securities, structured equity, and other alternative investment vehicles. The firm may engage in direct investments and lending strategies as part of its diversified portfolio.

Special Services or Unique Advantages

Warana Capital's unique advantage lies in its focus on illiquid investments and its ability to identify opportunities in the secondary fund market. The firm's proprietary analysis methodology is designed to uncover attractive investment opportunities that are not readily available to all investors.

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4. Regulatory and Legal Background

Detailed Regulatory Information

Warana Capital is regulated by the following bodies:

• U.S. Securities and Exchange Commission (SEC)
• Financial Conduct Authority (FCA) in the UK, through its affiliate Warana Capital, LLP
• Relevant state securities authorities in jurisdictions where it operates

Legal Entity Structure by Region

The firm operates as Warana Capital, LLC in the United States and has affiliated entities like Warana Capital, LLP in the UK and Warana Capital Pty Limited in Australia.

Client Fund Protection Measures

Warana Capital is deemed to have custody over the assets of its funds and complies with Rule 206(4)-2(b) by having each fund audited at least annually by a PCAOB-organized and inspected accountant. Audited financials are distributed to limited partners within 180 days of the end of the fiscal year.

Countries/Regions Served

Warana Capital primarily serves clients in the United States and has established affiliations in the UK and Australia, although it does not offer services to U.S. investors through its offshore fund.

Compliance History

There are no reported legal, regulatory, or disciplinary events involving Warana Capital or its supervised persons, indicating a clean compliance record.

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5. Competitive Landscape

3-5 Main Competitors

1. BlackRock: A global leader in investment management, offering a wide range of financial products.
2. Goldman Sachs Asset Management: Known for its diverse investment strategies and strong client relationships.
3. The Carlyle Group: A major player in private equity and alternative asset management.

Positioning in the Industry

Warana Capital positions itself as a specialized firm focusing on illiquid investments and secondary market opportunities, distinguishing itself from larger, more diversified investment management firms.

Market Differentiation Factors

Warana Capital's key differentiators include its proprietary analysis methodology, focus on niche investment opportunities, and commitment to ethical practices. The firm's ability to navigate the complexities of illiquid markets allows it to provide unique investment options to its clients.

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In conclusion, Warana Capital Company has established itself as a significant player in the investment management industry, focusing on alternative investments and illiquid assets. With a strong foundation, a commitment to ethical practices, and a specialized approach to investment strategies, the firm is well-positioned for continued growth in the competitive financial landscape.

For more information on Warana Capital, please learn more.