AGP Company

AGP Company: A Comprehensive Overview

1. Company Overview

Founding Date and Background

AGP, or Alliance Global Partners, is a full-service national investment firm and SEC-registered broker-dealer that was founded in 1980. With over four decades of experience in the financial services industry, AGP has established itself as a significant player in the investment landscape, providing a wide range of financial services to both individual and institutional clients.

Parent Company/Ownership Structure

AGP operates as a privately held company. The ownership structure includes key partners such as Phillip William Michals and Raffaele Gambardella, each holding a significant percentage of ownership. The firm has undergone various ownership transitions and has evolved from its earlier identity as Euro Pacific Capital, Inc.

Headquarters Location

The headquarters of AGP is located at 590 Madison Avenue, New York, New York, USA. This strategic location places it at the heart of one of the world's major financial centers, allowing for close proximity to key market players.

Global Business Scope

AGP has a global reach, with multiple offices across the United States, including locations in Chicago, Boca Raton, Manhattan Beach, Santa Monica, Newport Beach, Scottsdale, and Westport. The firms services extend beyond domestic markets, catering to international clients and participating in global capital markets.

Main Regulatory Bodies

As a registered broker-dealer, AGP is regulated by several key bodies, including the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). These regulatory frameworks ensure compliance with industry standards and protect investors.

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2. Company History and Development

Key Milestones

AGP has achieved several notable milestones since its inception. It has participated in over $20 billion in capital markets transactions and has managed more than 300 public offerings, establishing a reputation for excellence in investment banking and wealth management.

Business Expansion Journey

The firm has expanded its service offerings over the years, transitioning from traditional investment services to a more comprehensive suite that includes wealth management, institutional services, and corporate finance. This evolution reflects the changing landscape of the financial industry and AGP's commitment to adapting to client needs.

Customer Base Growth

AGP has seen significant growth in its customer base, which now includes a diverse range of institutional investors, corporations, and individual clients. As of September 30, 2022, AGP managed approximately $1.25 billion in assets under management (AUM) across over 5,100 accounts.

Platform Development History

The firm has continuously invested in technology and platform development to enhance client experience and operational efficiency. This includes the integration of advanced trading platforms and research capabilities, allowing clients access to comprehensive market data and analysis.

Important Awards or Recognitions Received

AGP has received various accolades for its performance and service quality. While specific awards may vary, the firm is recognized in the industry for its commitment to client service and its successful track record in capital markets.

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3. Trading Services Offered

Forex Trading Options

AGP offers a robust forex trading platform, providing access to a variety of currency pairs. As of the latest updates, the firm offers trading options on major, minor, and exotic currency pairs, catering to a wide range of trading strategies.

Stock Trading Options

Clients can trade a comprehensive selection of stocks, including equities listed on major exchanges such as the NYSE and NASDAQ. AGP provides tools and resources to help clients make informed investment decisions.

CFD Trading Products

AGP also offers Contracts for Difference (CFDs), allowing clients to speculate on the price movements of various assets without owning the underlying assets. This includes equities, indices, and commodities.

Other Financial Instruments

In addition to forex and stock trading, AGP provides access to other financial instruments, including cryptocurrencies and commodities. This diverse offering enables clients to build a well-rounded investment portfolio.

Special Services or Unique Advantages

AGP distinguishes itself through its comprehensive wealth management services, personalized investment strategies, and extensive sector-based research. The firm emphasizes client education and support, ensuring that investors are well-informed about their options.

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4. Regulatory and Legal Background

Detailed Regulatory Information

AGP is regulated by several key bodies:

• Securities and Exchange Commission (SEC)
• Financial Industry Regulatory Authority (FINRA)

These regulatory entities oversee AGPs operations, ensuring compliance with industry standards and protecting investor interests.

Legal Entity Structure by Region

AGP operates primarily in the United States, with its legal entity structure compliant with federal and state regulations. The firm has maintained its registration as a broker-dealer and investment adviser, allowing it to provide a wide range of financial services.

Client Fund Protection Measures

Client funds at AGP are protected under the Securities Investor Protection Corporation (SIPC) up to $500,000, which includes a $250,000 limit for cash claims. Additionally, AGP has arrangements for excess SIPC coverage, providing further protection for clients' assets.

Countries/Regions Served

While AGP is primarily focused on the U.S. market, its services are accessible to international clients, reflecting its global business scope. The firms offerings are tailored to meet the needs of clients in various regions.

Compliance History

AGP has maintained a strong compliance record, adhering to the regulations set forth by the SEC and FINRA. The firm has implemented robust internal controls and compliance measures to ensure adherence to industry standards.

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5. Competitive Landscape

3-5 Main Competitors

AGP operates in a competitive landscape that includes several key players, such as:

• Morgan Stanley
• Goldman Sachs
• Charles Schwab
• Raymond James

These firms also provide a range of financial services, including investment banking, wealth management, and brokerage services.

Positioning in the Industry

AGP positions itself as a mid-sized investment firm that offers personalized service and tailored financial solutions. Its focus on client relationships and sector-based research differentiates it from larger, more impersonal firms.

Market Differentiation Factors

AGP‘s main differentiation factors include its comprehensive service offerings, commitment to client education, and extensive research capabilities. The firm’s ability to provide personalized investment strategies and maintain strong client relationships sets it apart in the competitive landscape.

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In conclusion, AGP/Alliance Global Partners is a well-established player in the financial services industry, offering a diverse range of investment and trading services to a broad customer base. With a strong regulatory framework and a commitment to client service, AGP continues to adapt and grow in an ever-changing market environment. For more detailed information about AGP's services and offerings, learn more.