Search

Purpose of Establishment To develop the national economy, promote the sound development of Taiwan's securities and futures markets, protect the rights and interests of securities investors and futures traders, and maintain order in securities and futures market transactions, the Financial Supervisory Commission has established the Securities and Futures Bureau (hereinafter referred to as the "Bureau"). The Bureau is responsible for the supervision and administration of the securities and futures markets and industries, as well as the formulation, planning, and implementation of relevant policies and laws and regulations. Main Responsibilities (1) Supervision and administration of public companies, the raising and issuance of securities, securities listings, and securities trading at the business premises of securities firms. (2) Review of futures trading contracts and supervision and administration of futures trading. (3) Supervision and administration of the securities and futures industries. (4) Supervision and administration of foreign investments in Taiwan's securities and futures markets. (5) Supervision and administration of securities and futures industry associations and related foundations. (6) Supervision and administration of securities investment trust funds and securities margin trading. (7) Supervision and administration of certified public accountants in conducting audits and issuing audit opinions on the financial reports of public companies. (8) Protection of securities investors and futures traders.

FSC

Regulated
SinoPac Securities (Asia)
5-10 years
Regulated in Taiwan
Regulated in Hong Kong
Derivatives Trading License (MM)
Derivatives Trading License (AGN)
Self-developed
Suspicious Operational Region
7.97
Score
Regulated
Fubon Financial
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
Suspicious Operational Region
7.55
Score
Regulated
 E.SUN Securities
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
7.45
Score
Regulated
Mega Futures
5-10 years
Regulated in Taiwan
Derivatives Trading License (STP)
Self-developed
Suspicious Operational Region
7.09
Score
Regulated
Oriental Securities
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
Suspicious Operational Region
6.98
Score
Regulated
TCS
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Medium Risk
6.96
Score
Regulated
Yuanta Futures
5-10 years
Regulated in Taiwan
Forex Trading License (EP)
High Potential Risk
6.83
Score
Regulated
First Securities
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
6.74
Score
Regulated
MasterLink Securities
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
6.73
Score
Regulated
KGI FUTURES
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Suspicious Operational Region
Medium Risk
6.67
Score
Regulated
SinoPac Futures
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
Medium Risk
6.64
Score
Regulated
PRESIDENT FUTURES CO., LTD.
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Medium Risk
6.63
Score
Regulated
CTBC SECURITIES
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Medium Risk
6.62
Score
Regulated
Good Finance
5-10 years
Regulated in Taiwan
Derivatives Trading License (STP)
Suspicious Operational Region
Medium Risk
6.60
Score
Regulated
IBF FUTURES
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Medium Risk
6.58
Score
Regulated
The Capital Group
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
6.44
Score
Regulated
Cathay Futures
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
6.33
Score
Regulated
 Taishin Securities
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
6.31
Score
Regulated
PRESIDENT SECURITIES CORPORATION
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Medium Risk
6.29
Score
Regulated
CONCORD
5-10 years
Regulated in Taiwan
Derivatives Trading License (AGN)
Suspicious Operational Region
Medium Risk
5.95
Score
Regulated
Mega Securities
5-10 years
Regulated in Taiwan
Derivatives Trading License (MM)
Self-developed
5.87
Score