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Rating Index
Pros
Established firm with a relatively low advisor-to-client ratio, allowing for personalized service.
No reported disciplinary alerts, indicating a clean regulatory history.
Offers a variety of financial planning services tailored to individual client needs.
Cons
Lacks regulatory oversight, which may raise concerns about investor protection.
Identified conflicts of interest related to mutual funds and performance-based fees.
Limited geographical reach, serving clients in only one state.
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